Wednesday, 3 August 2016

HSBC Admits It Breached US Regulator’s Order To Bolster Defence Against Financial Crime



The guardian has reported that USBC has admitted that it is breaching US regulator’s order to cover up financial crimes as UK’s biggest bank announced a slump in first-half profits in shaky market.

Below is the report by Guardian;
A $2.5bn (£1.8bn) share buyback – following the sale of its Brazilian business – buoyed its shares despite the 29% fall in first-half profits to $9.7bn.
The bank’s shares were up 3% even as it indicated dividends would not rise as much as previously expected and scrapped its timetable to achieve a 10% return on equity – a closely watched measure of performance for shareholders – in 2017.
A series of legal disclosures alongside its interim results confirmed it had received requests for information from various regulators around the world in relation to Mossack Fonseca, the Panama law firm linked to tax-haven companies, and was continuing to be investigated for the tax avoidance activities of its Swiss arm.
Among the legal disclosures is a reference to an order agreed in October 2010 with the US Office of the Comptroller of the Currency that required the bank to “establish an effective compliance risk management programme across HSBC’s US businesses”.

“HSBC Bank USA is not currently in compliance with the OCC order. Steps are being taken to address the requirements of the orders,” HSBC said, without providing details.

In February the bank revealed that an official monitor, which the US authorities installed after a $1.9bn fine over money laundering four years ago, had raised “significant concerns” about the slow pace of change to its procedures to combat crime. “Through his country-level reviews the monitor identified potential anti-money-laundering and sanctions compliance issues that the [Department of Justice] and HSBC are reviewing further.”

Stuart Gulliver, the chief executive, focused on adjusted profit of $10.8bn, down 14%, which the bank described as a “reasonable performance in the face of considerable uncertainty”.

The results are being published at a time when bank shares are being bruised amid fears the sector will find it difficult to make profits at a time when interest rates are falling and negative. The Bank of England could cut interest rates from 0.5% on Thursday but Gulliver said that its governor, Mark Carney, was not in favour of negative rates in the UK.
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While Royal Bank of Scotland wrote to UK business customers to warn them it may charge for holding deposits, Gulliver said HSBC “had not reached a stage” of writing to customers. The bank was, however, passing on negative rates to some business customers in foreign currencies.

A year ago Gulliver announced plans to axe 25,000 roles around the world, cutting costs and slimming down global ambitions. The bank is “pivoting” towards Asia but keeping a focus on the UK, where it has pledged to keep its head office, and the US.

Gulliver pointed to the uncertainty sparked by the UK’s vote on 23 June to leave the European Union, which in the past he has said could require 1,000 UK roles to be moved to France.

“We are actively monitoring our portfolio to quickly identify any areas of stress. However, it is still too early to tell which parts may be impacted and to what extent,” he said.

The chairman, Douglas Flint, who is to leave in 2017, said the bank was helping customers and staff deal with the Brexit vote, which had sparked “exceptional volatility” in markets.

“Now is a time for calm consideration of all the issues at hand and careful assessment of how prosperity, growth and a dynamic economy for both the UK and the rest of Europe can be ensured following an orderly transition period. Critical elements include securing the best possible outcome on continuing terms of trade and market access, and ensuring the UK remains attractive for inward investment and has access to all the skills necessary to be fully competitive,” Flint said.

He said the first half of 2016 had been characterised by “spikes of volatility” which resulted in lower demand for loans. Concerns over China’s economic growth and then the UK’s EU referendum had set the tone. “Nothing that has happened in this turbulent period cast doubt on the strategic direction and priorities we set out just over a year ago,” he said.
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Flint warned regulators against forcing banks to hold more capital, which could impede the ability to grant credit to companies and households. “Any substantial increase, further increase in capital requirements … could have a major impact on the availability and cost of credit, as well as on the return of capital our industry is able to generate.

“Such constraints would also lean against the the increased public policy emphasis on stimulating economic growth at the time of elevated uncertainties.”

Gary Greenwood, an analyst at Shore Capital, pointed out the 10% return on equity target now being abandoned had only been set just over a year ago and was already downgraded from 12-15%. “It is therefore clear to us that the fundamentals of the business continue to deteriorate and the decision to return a small amount of capital to shareholders by way of a share buyback should not detract from this,” said Greenwood.

The bank’s interim dividend was increased by 3%, from 0.30 cents a share to 0.31 cents a share.
Credit:The Guardian

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